The Pursuit of Perfection

Pursuit of PerfectionWe often state that perfect patient care is our goal and you generally get no argument from anyone in healthcare that we would certainly aspire to perfection. The problem with expecting perfection is that often when human’s expectations are to be perfect, they won’t raise their hand if they make a mistake. This is so important to manage system reliability. The most reliable organizations in the world do not expect perfection in their systems or their humans. Highly reliable organizations start with understanding their limitations, and then building around those limitations in such a way that they reduce the likelihood of adversity. That is, to manage that unreliability to get closer to optimal results.

Again, we do want to strive for perfection, but we know that in this world perfection is not possible. The best we can do is to understand our limitations, perceive the risk around us, and then continuously work toward optimizing that reliability.

Scott Griffith, President of Outcome Engenuity, discusses the pursuit of perfection in the video below.

 

How to Measure the Effects of the Just Culture Principles within your Organization

How to Measure Just Culture PrinciplesThis can be answered in various ways depending on your organization and the existing culture. One measure that tends to give us a sense about the direction of our culture is the increase in self reporting.  This monitoring can then be expanded in several different directions.

First, it is important for an organization to gain a better understanding of the under reporting rate that exists within the organization/culture. We do this by identifying a particular top-level event and building a predictive risk model that will predict the frequency of the event within our socio-technical system.

From there, we overlay our event data to identify the gap between our predicted rate and reported rate. In our work around medication events, for example, almost every predictive model we have built has predicted ten times the reported rate.  These findings are supported with studies conducted by the Institute for Safe Medication Practices (ISMP) and other research agencies who have found that medication errors are generally under reported by 90% in most healthcare organizations. Armed with this knowledge, we know now the size of the gap we need to close within our learning culture. A characteristic of a strong learning culture is the self-reporting of events and near misses when they happen. In particular, there is a willingness by the front line staff to not only share the error but also any at-risk behaviors that may have existed within the self-reported event.

For this level of self-reporting to occur, staff has to believe that the organization’s intent is to learn and not punish. We enhance our learning culture and diminish the under reporting rate within our organization through the Just Culture model as we seek to console the human error and coach the at-risk behavior, reserving our corrective action/punishment for the reckless choice.

The Duty to Produce an Outcome

Post by Ellen McDermott, Outcome Engenuity Advisor

Duty to Produce an OutcomeI would like to share a tip with you that I find useful when trying to figure out whether I am going to label a task as a Duty to Produce an Outcome or as a Duty to Follow a Procedural Rule. The phrase I like to use for the Duty to Produce an Outcome is if I can’t or won’t look into the behavior.

Here is an example:

I’ve hired a company to provide the Internet feed in my apartment. Well, I don’t know much about the Internet. This is an instance where I cannot proceduralize the duty – I rely on the experts to provide the Internet feed into my apartment. Now, I’d like to think that if I took the time and the energy, I could learn about the Internet and I could get to the point where I can proceduralize the process. However, now it comes into play that this is where I won’t look into the behavior – I elect to not use my time and my resources to do that. I am going to leave it as Duty to Produce an Outcome because I won’t look into that behavior.

So again, the phrase I like to use to help me decide whether to articulate a duty as a Duty to Produce an Outcome or a Duty to Follow a Procedural Rule, is that a Duty to Produce an Outcome is when I can’t or won’t look into the behavior.

Did the Social Benefit Exceed the Risk?

Just Culture Algorithm

Within the Duty to Follow a Procedural Rule, there is a block that asks, “Did the social benefit of the breach exceed the risk?” So how does that actually work within an organizational context? If you look at that block, there is a small triangle in the bottom right hand corner that says “burden of production falls on employee.” The employee can make their case, but then the organization makes a decision on that question. That’s where the imposer is going to consider how the choice aligns with our values and our mission as an organization, and is going to answer “yes” or “no.” Something to consider is that if they answer “yes” to that question, they are essentially drawing a line in the sand and saying they can accept this breach now, and for this exact same reason in the future. When the imposer considers the social benefit versus the risk, if they say yes now, they will say yes to that same weight in the future. However, if they are not okay with the breach happening again in the future – they go to that block where it says “Did the social benefit of the breach exceed the risk?” and they answer “no” – they still have the ability within the next block to judge the risk itself. Did this person in this moment have a good faith but mistaken belief that the violation was insignificant or justified? If the answer is “yes” to that question, what you’re looking at is At-Risk Behavior. But at the social benefit question is where the employee can explain whether the breach was less harmful than the risk, and then the imposer will make its decision in alignment with the organization’s values and mission.

Ellen McDermott, Advisor at Outcome Engenuity, discusses this frequently asked question in the video below.

The Consoling Conversation

Consoling ConversationIn the Just Culture model, in response to a person who has made a human error, we suggest that a manager simply console the person. Human beings can experience a sense of loss when confronted with their own fallibility. There may be other emotions such as embarrassment, shame and disappointment felt by the employee who has made a human error. What then is the act of consoling? It is when we seek to alleviate grief, sense of loss or anxiety caused by the event by comforting the employee – our fellow, inescapably fallible human being. [Read more...]

The Importance of Feedback Systems

Feedback (Learning) SystemsFeedback (learning) systems are essential to our stewardship of limited resources, whether it be for our personal or collective happiness.

We are all the product of millennia of trial and error, and of handing down the wisdom of the ages through the generations. This is what makes human beings unique as a species, and how we have been able to utilize the knowledge of our forebears, by being able to record and communicate what has previously been discovered. We don’t have to reinvent the wheel each time. We can build on the knowledge we have been given, each time pushing ourselves further and further along the path of development.

Learning can be a very deliberate activity. While we can design great systems on the front end, we will always fail to anticipate some of the hurdles ahead. Learning from adverse events, and more importantly, learning from our near misses, is essential to our ability to maximize the outcomes we can achieve across competing values, and in the face of very limited resources. Good stewardship requires a good ability to learn.

Excerpted from “The Proposition.” Click here to read The Proposition online.

 

The Role of Event Investigation

Event Investigation ProcessYou have been dealing with adverse events for as long as you have been a manager. However, just as your boss is unaware of most of your errors, you are not privy to most of your employees’ errors. Many times, your employees recognize the mistake, correct it, and continue to perform their duties without significant interruption. At the other end of the spectrum are those adverse events that will receive a full-scale investigation because of their visibility, or the severity (or potential severity) of their outcome. Each of these events, to varying degrees, is relevant to your management of risk. Each is a window into the reliability of your work process, a window through which you can detect the factors influencing human error, at-risk behavior and reckless behavior. [Read more...]

Gaming Procedural Rules

Gaming Procedural RulesGaming procedural rules will happen often. A good example of this is firefighters who have to be at a fire scene or an EMS scene in six minutes 90% of the time. One component is the time it takes them to get out of the fire station. They are told they have to get out within 60 seconds – at the time they were getting out within 90 seconds. So they were pushed, and they were able to get out within 60 seconds. So, it was thought, “this is a great deal – they were able to get out within 60 seconds.” Suddenly, it was noticed that the transit time from going from the fire station to the call was longer by 30 seconds. So, they got out faster by 30 seconds, but it was taking them 30 seconds longer to drive there. [Read more...]

Applying the 5 Skills Model in Managing Outcomes and Minimizing Risk

5 Skills ModelWith the 5 Skills Model, we see work-arounds and people skipping certain steps. When this is the case, we have to ask why, and we need to start looking at incentive-driven behavior. Why does that seem like a good choice? Why is it that between choice A and choice B, choice B is the one that’s consistently being made, when really, choice A is what we had desired to happen. Where did the misalignment come in, and where can we spend our managerial effort bringing that back into alignment? [Read more...]

Integrity Checking Our ‘Procedural Rules’

iStock_000001462120MediumIn the algorithm, we have the Duty to Follow a Procedural Rule. The first question around this duty is “Was the rule known to the employee?” But there’s a step ahead of that – let’s evaluate the rule. If we haven’t done critical thinking, critical assessment and predictive failure modes, or predictive analysis around where those breaches could occur, can we effectively assess it? We’re presuming everything was done ahead of time. We’ve left that system design component out of it; we’ve left that values-based component out of it. [Read more...]

The Balance Between Transparency and Reporting

Balance Between Transparency and ReportingWithin the safety culture domain, there has been a lot of discussion about reporting cultures. The historical thinking is that you develop a reporting culture where the employees and the members of the organization feel free and willing to report so that we can get better outcomes. Well, what is it that we do with the reports? Yes, we will investigate them, we will pull them apart, and we are hungry to learn about them. But the tension comes in when we start talking about reporting and transparency. [Read more...]

Outcome Engenuity announces Just Culture Certification Course for Summer 2013

Just Culture Certification Course

Outcome Engenuity is pleased to announce that its Summer Just Culture Certification Course will be held July 22-26, 2013 in Dallas, Texas. This course will be taught by David Marx, CEO and father of Just Culture, and Scott Griffith, President. It will be held at the Westin Stonebriar, which is about 30 minutes from DFW International Airport. [Read more...]

Setting Expectations Around Duties

Setting Expectations and DutiesIn the Just Culture model, in the teachings that we have around the Algorithm, we introduce the language of duties. For some, it’s a new kind of language – it speaks to legal context and legal contracts, and in fact it’s informed by the 1928 case Palsgraf vs. the Long Island Railroad. We introduce some language around the duty that we all owe each other. We want to spend a moment to clarify how we conceptualize the duty language and what we do every day. If we ask you to do something for us – if we set a task, ask you to complete something, ask you to follow a rule, or ask you just to generally help us out to achieve a result – we have set an expectation. Some of those expectations might be a “just do it” expectation – we’ve asked you to go and do something for us, and now our expectation is that you will get us the result. The counter point of an expectation is that now you have a duty to achieve the result.  [Read more...]

System Design and Behavioral Choices

System Design and Behavioral ChoicesManaging risk within a socio-technical system really comes back to the two inputs: system design and behavioral choices. When we are looking at the system design, we’re really looking at the quality, or more importantly the unreliability, of that system and trying to understand what is making it unreliable. And then we look at the quality of the behavioral choices. The socio-technical system defines the values and expectations, and they are always present, but the two primary inputs are system design and the quality of behavioral choices. And that is what we work to manage daily within the socio-technical system, to mitigate or manage risk. [Read more...]

Justice is the Glue that holds Social Systems Together

Justice in the workplaceLaw 16 of The Proposition starts to really introduce the fact that within the fallible human being, our incentive-driven free will, our imperfect systems, our limited resources – it’s justice that is the glue that holds everything together. We spend a lot of time working with organizations that come to us to talk about justice at first, not because inherently we as individuals feel we are terribly unjust, but organizationally there can either be a perception by our employees that we are unjust. Or perhaps there are customers that are unjust. [Read more...]